Cover Letter to Board of Regents on Minority Admissions Preferences

February 3, 2001These published attachments mark the Board of Regents’ entry into a long-awaited public discussion of diversity and particularly race preferences in admissions. First came the public criticism of UW-Madison by Regents Alexander and Randall who question the strength of the campus commitment to diversity and Plan 2008 (The Daily Cardinal, Nov. 21, 2000). Then in November Regent Mohs questions whether race should continue to be considered in admission decisions at UW System institutions (Wisconsin State Journal and The Capital Times, Dec. 12, 2000).

In early January Regent Mohs in effect challenges the Board to abandon its long-standing but unacknowledged policy of race preferences (Wisconsin State Journal, Jan. 17, 2001). Regent President Smith responds by defending race preferences (Wisconsin State Journal, Jan 21, 2001); interestingly, his response marks the first official acknowledgment by the Board of Regents that race preferences are used in admitting students to UW System institutions.

In reply to Regent President Smith, I describe in detail the role played by race in UW-Madison admissions; the evidence demonstrates that race is decisive rather than merely one among many criteria used in admitting undergraduate students (Wisconsin State Journal, Jan. 28, 2001). A slightly modified version of that analysis follows and is directed to the UW-Madison student body (The Daily Cardinal, Feb. 2, 2001).

I trust that the public dialogue on race preferences will expand in the coming months. I hope it will lead the Board of Regents to reconsider the use of race preferences in admission and programs. The end result, I expect, will be the elimination of race-based discrimination. Such action will finally bring the University of Wisconsin into conformance with Wisconsin statutes, 36.12, which prohibit discrimination based on race in admissions and programs.

I look forward to your reactions to this opening public exchange of views on diversity.

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Diversity Re-examined

Reprint from the Opinion page of the Badger Herald, November 28, 2000UW-Madison’s more than 30-year quest for race-ethnic diversity continues under Plan 2008. Again this Fall, minority students complain about the lack of diversity. Again, campus administrators respond by promising to redouble campus recruitment and retention efforts. Then, last week we learned that two members of the Board of Regents are questioning campus diversity efforts.

But who is accountable for achieving UW-Madison’s diversity goals? The public is told that accountability matters-officials in charge are expected to produce results. Detailed lists specify exactly who is responsible for what. But, has anyone ever been called to account for the lack of results on diversity?

The answer would seem to be no. Consider two recent examples that may be unfamiliar to most students.

When Donna Shalala became Chancellor in early 1988, she immediately launched her widely-publicized Madison Plan. Among its highly visible goals was a doubling of new minority freshmen within 5 years.

What happened? By Fall 1992 the number of minority freshmen had increased by less than 10 percent rather than the promised 100 percent increase. The obvious conclusion? The Chancellor and her Madison Plan failed to deliver on their commitment.

When Chancellor David Ward responded in Spring 1996 to student pressure from the Civil Rights Defense Coalition to increase minority recruitment, he made a personal commitment in writing that by Fall 2000 the campus would achieve proportional representation of minority freshmen. (In other words, the percentages of new minority freshmen would mirror the percentages of recent minority graduates from Wisconsin’s high schools.)

What happened? By Fall 2000, the gap remains, with minorities representing 9.7 percent of new freshmen as compared to 10.1 percent of recent minority high school graduates. A much wider gap remains for African Americans who represent only 2.3 percent of new freshmen as compared to 4.4 percent of recent Wisconsin high school graduates. The obvious conclusion? The Chancellor failed to deliver on his commitment.

In this most recent instance, who is or should be accountable? The Chancellor? The Provost who works directly under the Chancellor? The Vice Chancellor who is charged with implementing diversity programs? The Admissions Director who recruits each year’s new freshman class? The recruiters who seek to bring more minority students to campus? Who?

And, what should be done to enforce accountability? What kinds of penalties are appropriate? Should campus administrators be fired? Reprimanded? Or should they be rewarded because in the absence of their efforts minority enrollment might well have declined? Nobody knows the answer because accountability for diversity, though much discussed, has never been defined or tested.

Suppose those in charge were penalized? Would doing so make any difference? Would replacing them make a difference?

The answer is clear. Achieving diversity enrollment goals does not depend on who occupies which seat in the administrative hierarchy. Rather, it hinges on fundamental demographic and educational forces too long ignored in formulating campus diversity goals.

Specifically, the weak academic achievement of far too many of Wisconsin’s minority high school graduates reduces their likelihood of being admitted to college. Too few take the college preparatory courses required for admission to the UW-Madison. Too few achieve high scores on the ACT. Too few perform well enough to place in the upper third or quarter of their high school graduation class. In short, far too few are competitively admissible to UW-Madison.

There is no easy or quick fix. Increasing the proportion of minority high school graduates able to compete academically at UW-Madison is a long-term challenge. The lack of academic achievement among minorities is too pervasive to erase quickly. Academic achievement tests given in the 10th, 8th, 4th grades, and even earlier, demonstrate that minority students perform much worse than non minority students.

Building a larger pool of competitively admissible minority students must begin at the earliest grade levels, if not before entering kindergarten. At a minimum, thirteen years will be required before substantially larger numbers of minority high school graduates can be competitively admitted to this campus.

Campus leaders claim that the new People program is the answer. The goal is to increase the number of competitively admissible minority applicants. It does so by identifying promising minority students in middle school and giving them summer academic enrichment and other special help in high school so they can become academically prepared for college. (This help continues through college.)

Despite its attractive features, the program’s effects are likely to be limited. One, because it is small. Two, because nobody will know for some years how many minority students in this program will complete the high school component, how many of them will apply to UW-Madison, how many will be competitively admissible to UW-Madison, and how many of them will choose to enroll here.

The facts presented here dramatize the futility of the grandiose goals still being embodied in diversity programs. They highlight the emptiness of verbal commitments to diversity. Few faculty and staff will acknowledge, even privately, what most of the public realizes, namely, these goals and commitments cannot be realized within the time frame of our diversity programs. But, campus administrators are not willing to admit the truth. Nor are they willing to admit to past failures in reaching these goals and honoring their commitments. What conclusion do we draw? As long as there can be no failure, there can be no accountability.

The campus needs to devote more time and resources to understanding why its minority recruitment goals have not been met and are not being met. Only then can real progress be made toward achieving a racial and ethnically diverse campus.

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On UW-Madison’s Dual Admission Standard

Reprint of Letter to the Editor, Racine Journal Times, August 17, 2000The University of Wisconsin System’s budget, scheduled for Board of Regent consideration later this month, proposes increased spending to promote racial and ethnic “diversity.” But, should Wisconsin taxpayers be required to fund programs that in admissions and financial aid decisions give race/ethnic-based preferences to minority students-Blacks, Hispanics, American Indians, and SE Asians?

UW-Madison continues using a dual admission standard. Thus, in Fall 1997 about 130 minority applicants, almost a third of all minority applicants, were admitted based on their race/ethnicity rather than their academic records. Meanwhile, up to 1,500 non-minority applicants with equal or better academic records didn’t have a chance of being admitted. Of these 130 minority applicants, those who enrolled did not perform as well academically and they were far less likely to graduate, as compared to the minority students admitted on the basis of their academic records.

A similar dual standard applies in allocating financial aid. Only minority students are eligible for Lawton Grants and Chancellor Scholarships.

Why does the University give preferential treatment to students based on race and ethnicity when courts around the country (e.g., Texas, Georgia) are ruling such behavior unconstitutional? Why does this great public university ignore state law that expressly prohibits discrimination in admission based on race and ethnicity? Why does it disregard the 14th amendment’s Equal Protection Clause?

Finally, don’t we all gain by treating young Americans as individuals rather than members of groups defined by race and ethnicity?

In the interest of public accountability, Wisconsin’s citizens deserve honest answers to these questions.

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On Lawton Minority Undergraduate Grants

Reprint from the Wisconsin State Journal, May 11, 2000What should we do when we see our own executive, legislative, and judicial branches ignore violations of the law by public, state-supported institutions?

This question arises because at its April meeting, the Board of Regents received a UW System request to expand the scope and generosity of Ben R. Lawton Minority Undergraduate Grants. These grants are “targeted” for racial and ethnic minority students. Non-minority students are simply not eligible.

Why should the UW System be allowed to continue to discriminate on the basis of race and ethnicity when it provides state-funded grants to minority students? Shouldn’t these need-based grants be awarded according to academic merit and likely academic success rather than to skin color or ethnic origin?

The UW System defends its use of race and ethnicity on two grounds. One is to support its quest for greater diversity. This means that larger numbers of minority students must be enrolled to enrich the educational experience of non-minority students. The other is its desire to meet the demands of employers who threaten to curtail their recruiting of UW graduates unless the student body displays greater diversity.

Arguments for using race and ethnicity carry little weight. The UW System has never documented exactly how enrolling more or fewer minorities affects the educational experience of non-minority students. Nor has it presented evidence that employers, if their criticisms are serious, have reduced their recruitment of UW graduates.

Providing grants to students based on minority status is illegal according to Wisconsin Statutes governing the University of Wisconsin System. Ch. 36.12 states that “no student may be denied admission to, participation in or the benefits of, or be discriminated against in any service, program, course . . . because of the student’s race, color, creed, religion, sex, national origin, . . .”

Ch. 36.34, titled “Minority students programs,” makes it clear that the “Ben R. Lawton Minority Undergraduate Grant Program” is a “program.” And, because eligibility for these grants is restricted to Black Americans, American Indians, Hispanics, and SE Asians, the program discriminates on the basis of race and ethnicity.

The inescapable conclusion — the Lawton Minority Grant Program is clearly illegal.

That the UW System is requesting additional state funds for this program comes as no surprise. UW leaders desperately want their new diversity initiative, called Plan 2008, to succeed. They can only hope to do this by obtaining more public funds.

The Board of Regents should reject this request because the program discriminates illegally on the basis of race and ethnicity. Not only does the program violate Wisconsin Statutes 36.12, but it also violates the Board’s own Policy Statement 91-4 on implementing Wisconsin Statutes 36.12.

If the Board approves this request for the next biennial budget, it will give the UW System a green light to break the law. Going along could be the Board’s way of “celebrating diversity.” But, such action would demonstrate the Board’s complicity in condoning the discrimination it is charged to prevent.

Rejecting this request will be difficult for Board members. Some may worry about adverse publicity for themselves. Others may worry about adverse publicity for the university. Some may even be concerned about student demonstrations, similar to those occurring when the University of California Board of Regents abolished preferential admissions. Counterbalancing these concerns, Board action to end discrimination based on race and ethnicity will be hailed by the many citizens who recognize that discrimination is wrong, particularly at a place like UW-Madison.

Both the UW System and the Board of Regents must know, and certainly their lawyers must have warned them, that discrimination on the basis of race and ethnicity is illegal. Whether they will face up to this warning is another story. Over the past four years I have attempted to bring to public attention the well-documented evidence of race and ethnic-based discrimination in UW-Madison admissions. These efforts have been greeted by a stonewall of silence, by UW-Madison, by UW System, and most strangely by the Board of Regents.

Serving as a Regent carries with it grave responsibilities for doing what is right and legal rather than what is expedient. The question is whether Governor Thompson’s appointees to the Board of Regents have the courage to tackle this issue.

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On the UW System’s Continuing Quest for Greater Race and Ethnic Diversity (June, 1999)

Prepared for the Meeting of the Education Committee, University of Wisconsin Board of Regents, Thursday,  June  10,  1999 The report below raises questions about UW System campus submissions for implementing Plan 2008, and touches on three closely related matters. It documents the intractability of minority student academic achievement in the pre-college years. It assesses the success of the recently completed 1988 Design for Diversity initiative in laying the groundwork for Plan 2008. It presents a fact-based vision of a proposed UW System diversity initiative, one that offers the possibility of faster progress toward the goal of greater race and ethnic diversity in the undergraduate student body. Finally, based on these analyses, it presents recommendations for strengthening diversity efforts throughout the UW System.

I. Why is the Diversity Problem So Intractable?

It is not because of lack of good will and good intentions that targeted minority student success falters. It is not because of lack of commitment on the part of administrators, faculty, staff, and students.

Rather, it is because Wisconsin schools produce an altogether inadequate number of targeted-minority students who are academically well-qualified to do university work. This is a matter of public record. The few statistics offered here are readily available. They are not secret, but if they have been discussed and debated — as they ought to be — I have missed it. My first source is the Wisconsin Student Assessment System tests of all tenth-graders, 1997-98.

  • Wisconsin’s public high schools enrolled 69,660 tenth graders. Among them were 5,011 Wisconsin African-American tenth graders.
  • Of all tenth-grade students, 17,588 scored “Advanced” in Reading. But only 192 African-American tenth graders scored “Advanced” in Reading. 17,588 represents a substantial pool of good prospects for higher education. 192 does not.
  • Of all tenth-grade students, 5,811 scored “Advanced” in Math. But only 26 African-American tenth graders scored “Advanced” in Math.
  • The results are similar for African-Americans in Science and Social Studies.
  • This same situation prevails for the other targeted-minority groups. Or consider Wisconsin high school graduates. My second source is the ACT High School Profile Report for Wisconsin 1997 on Wisconsin high school students taking the ACT during the 1996-97 academic year.
  • Wisconsin’s public high schools graduated 55,189 students in the class of 1996-97, including 2,264 African-Americans (based on Department of Public Instruction data).
  • Of all Wisconsin high school graduates, 22,622 took the ACT test, completed the core academic curriculum, or graduated in the top half of their class. But only 552 African Americans took the ACT test, completed the core academic curriculum, or graduated in the top half of their class. 22,622 represents a substantial pool of good prospects for admission to UW System campuses. 552 does not. By contrast, the 1998 enrollment goal for the 1988 Design for Diversity initiative called for the UW System to double its enrollment of new African American freshmen. Applied to Wisconsin resident freshman, African American enrollment in Fall 1998 was to reach 914; actual enrollment in Fall 1998 reached only 600.
  • Again, the situation is similar for the other minority groups.

The inescapable conclusion is that the high schools of Wisconsin produce too few — in actual numbers, very few — targeted minority students and graduates who are academically well-prepared to undertake university work.

A key goal of Plan 2008 should be to enlarge the number of K-12 students who are qualified to attend and can benefit from college. This is in addition to the goals of increasing targeted minority enrollment, retention, and graduation rates, and creating a less hostile climate for targeted minority students.

Plan 2008 does recognize the supply-side problem, namely, the need to improve the number of high school graduates attending college. Specifically, it calls for establishing more pre-college programs to prepare targeted minorities to succeed in college, and for encouraging more partnerships with K-12 schools to increase the college-going aspirations and academic preparation of targeted minorities.

But, are these steps enough? Are they anywhere near enough? Will these pre-college programs enroll minority students who already plan to attend college anyway, or will they actually increase the number of minority students who are interested in and capable of undertaking college-level work?

Based on the UW System’s long experience with diversity programs, Plan 2008, as it is presently constituted, will continue the record of the past decade rather than dramatically improve it. If the UW System’s diversity policy is to succeed, its success will be determined by the academic preparation that Wisconsin communities provide for and encourage among their young people, particularly those from targeted minority groups. Until Plan 2008 gives more attention to this matter, it holds little promise for success.

Would it not be appropriate for the UW System and the Board of Regents to assume a strong leadership role in the movement to reinvigorate and improve pre-university education? This could be done as part of an effort to renew and extend the Wisconsin Idea in a new and creative direction. After all, what is more important to the UW System, to the state’s employers, and to Wisconsin’s citizens than a first-rate K-12 school system? What is more important than a K-12 school system that emphasizes student learning and academic accomplishment and that prepares students for postsecondary opportunities, whether these experiences involve education, training, or immediate employment?

Recommendation:

Commission a study to explore and make recommendations about how the University of Wisconsin System can work aggressively with State of Wisconsin officials, public school people, community leaders, and private sector representatives to help strengthen K-12 schooling and improve student learning as part of its efforts to reinvigorate the Wisconsin Idea.

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On Race and Ethnic Diversity at the University of Wisconsin: Plan 2008 and Implementation of Plan 2008

Presented to the Meeting of the Education Committee, University of Wisconsin System Board of Regents, on Thursday,  June  10,  1999
In addressing these comments to you today, I am privileged to take part in a great University of Wisconsin tradition, “…that continual and fearless sifting and winnowing by which alone the truth can be found.” You, members of the Board of Regents, must today deal with another great University of Wisconsin tradition, shaping and molding for generations to come-the tradition of equal educational opportunity.

When I was a UW-Madison undergraduate in the late 1940’s, student government attacked discrimination by religion and race in private housing accommodations. The faculty and, in time, the Board of Regents, supported this position. For taking action on housing discrimination, the University of Wisconsin received national recognition. Principles instilled in me by my parents, teachers, and religion-that everyone must be treated equally before the law and with decency and respect-were reinforced by what my university did.

Soon, the restrictive clauses in fraternity and sorority charters were eliminated here and then nationally. UW students, faculty, and Regents led rather than followed.

Not long afterwards, I supported efforts by my students — black and white — in the civil rights movement of the 1960s. The ultimate outcome was the 1964 Civil Rights Act. That legislation, banning discrimination by race, represented a great moral triumph for our country.

But, a the very moment that victory was won, colleges and universities began discriminating on the basis of race and ethnicity in admissions, financial aid, and special minority programs. These discriminatory practices-so-called “reverse discrimination”-are now deeply embedded in higher education institutions everywhere, including the University of Wisconsin. Deeply embedded, and concealed.

This discrimination is justified by employers’ desires for diversity in personnel and educational experiences; it is defended as promoting multicultural learning. Whatever the rationale, we have come full circle: discrimination-which people of my generation worked so hard to eliminate- is now regarded by many as part of the American way. But, this is wrong. Discrimination compromises the intellectual integrity of the university and undermines its moral standing.

You, members of the Board of Regents, will decide today whether the University of Wisconsin System continues to practice discrimination in admissions and programs. So far, you are saying “yes” to discrimination; the new policy unanimously approved a year ago, “Plan 2008-Educational Quality Through Race and Ethnic Diversity,” endorses discrimination on the basis of race and ethnicity.

A close reading indicates that the practice of discrimination in admissions and programs is nowhere acknowledged in Plan 2008, or in the UW System campus Institutional Plans 2008, which you are reviewing today. Does implementing Plan 2008 require race and ethnic preferences? If it does, please say so.

But, if it does not, the current Board of Regents can take the lead, as your predecessors did almost a half-century ago, by banning discrimination based on race and ethnic background in admissions and programs.

The Board can take such action by simply amending the Education Committee resolution (6/11/99) to read:

“That upon recommendation of the President of the University of Wisconsin System, the Board authorizes implementation of Institutional Plans 2008, effective July 1, 1999. as soon as evidence is provided that Plan 2008 and the Institutional Plans 2008 are in full compliance with Wisconsin Statutes Ch. 36.12.”

I urge the Board to seize this opportunity to return the University of Wisconsin System to its historic role as an exemplar of equal educational opportunity.

Wisconsin Statutes Ch. 36.12 reads in part:
“No student may be denied admission to, participation in or the benefits of, or be discriminated against in any service, program, course or facility of the system or its institutions or centers because of a student’s race, color, creed, religion, sex, national origin, disability, ancestry, age, sexual orientation, pregnancy, marital status or parental status.”

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An Exercise in Self-Deception: UW-Madison’s Diversity Efforts Don’t Acknowledge the Real Problem

Reprint from Isthmus
It’s tough making progress toward race and ethnic diversity at large public universities like the University of Wisconsin-Madison. For several decades, preferential admission for minority applicants, remedial and academic support for these students, exclusive financial-aid awards, and programs aimed at creating a less “hostile” campus environment have been in place.

The sad but unacknowledged truth is that these diversity programs have fallen far short of their goals, particularly for blacks. Now, a new ten-year diversity plan, “Madison Plan 2008: Educational Quality Through Racial and Ethnic Diversity,” is being developed at UW-Madison. The chief shortcoming is that, like earlier plans, it fails to identify, much less attack, the root cause of low minority enrollment in college. That is, the inadequate academic preparation of so many of Wisconsin’s minority high school graduates.To be effective, any plan must recognize that diversity in higher education cannot be achieved unless educational quality prevails in the K-12 grades. Until the pool of high-achieving minority high school graduates is greatly expanded, even modest campus minority recruitment goals will be difficult to achieve.

Consider the American College Testing data for 1996-97 high school graduates in Wisconsin. No more than 160 of the state’s approximate 2,200 black high school graduates could have been admitted to UW-Madison under a color-blind admission standard. By contrast, 13,000 of the state’s more than 50,000 white high school graduates met this standard.

Newer evidence from the 1997-98 Wisconsin Student Assessment System further illustrates the performance gap. In grades 4, 8, and 10, black students lagged far behind whites in every subject area: reading, math, science, and social studies. For example, of Wisconsin’s almost 58,000 white 10th graders, 30% received “advanced” scores (the highest category) in reading and social studies, while 9% were judged “advanced” in math and 10% in science.

In contrast, of Wisconsin 5,011 black 10th graders, only 4% received “advanced” scores in reading and social studies, and less than 1% did so in math and science. The situation was no different in the lower grades.

Eliminating these gaps in academic achievement requires finding workable remedies for minority kids in their very first years of school. In fact, action must be taken even earlier.

What seems to be required is some combination of better parenting, better communities, better schools, better teaching, and above all higher scholastic standards at all grade levels.

Moreover, students of all race and ethnic groups must take more responsibility for their own learning. After all, nobody can learn for anyone else. Learning must be done by individual students, by themselves when they can do it, and with additional help when that is required. Local programs, such as Schools of Hope, are already providing such help.

UW-Madison has tried through a succession of much-heralded diversity programs to increase targeted minority enrollment (blacks, Hispanics, Native Americans, and southeast Asians) and reduce their “underrepresentation” relative to non-targeted students (whites and Asian Americans).

Yet, the gaps between the two groups remain stubbornly unchanged, in freshman enrollment rates, second-year retention rates, and six-year graduation rates. All because the UW refuses to acknowledge the origins of the problem in the K-12 years.

Unfortunately, UW-Madison’s new 10-year diversity plan is a recycled version of past plans: numerous goals, many recommendations, and lots of different programs. Nowhere does it address head-on the huge gap in academic achievement.

Reality is that neither UW-Madison nor the broader UW System by themselves can do much directly to improve the academic performance of K-12 minority students. Yet, they can publicize the serious gaps in academic achievement and thereby shape public opinion and influence public policy.

For example, they can join in a statewide push to improve student learning throughout the K-12 grades. They can press for higher performance standards in the schools. They can urge expanded Head Start-type programs so that young minority children are better prepared when they begin kindergarten.

But, they must also state clearly that UW-Madison’s diversity efforts will continue to fail until minority academic achievement rises.

Faculty and administrators can contribute more directly by upgrading teacher training and by encouraging their students to provide academic help to minority students in nearby schools. They can also contribute by changing campus admission policies, as the University of Massachusetts at Amherst just did, so that all applicants are judged by a common standard, namely, academic achievement rather than skin color.

Until faculty and administrators confront the facts on black achievement in the K-12 years, they will continue their exercise in self deception, concocting elaborate new diversity programs that are unlikely to be any more successful than previous plans.

Even more important, they will fail to serve the young blacks they wish so desperately to help and who so desperately need their help.

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Diversity Plans Not Dealing With Facts

Reprint from The Daily Cardinal, April  8,  1999

Why are more targeted minorities, particularly African-Americans, not enrolled at UW-Madison?

Students, faculty and campus administrators regularly lament the absence of large numbers of minority students on campus. They argue that increased presence of minorities would enrich the education offered at UW-Madison, that the campus lags behind other Big Ten campuses in its minority enrollment and more resources, and that greater effort must be devoted to minority recruitment and retention.

What diversity proponents fail to recognize is how few of Wisconsin’s targeted minority high-school graduates qualify for admission to UW-Madison. The focus is on African-Americans, but the story is much the same for Native Americans, Hispanics and, to a lesser degree, Southeast Asians.

The arithmetic is as compelling as it is discouraging. Consider the 2,286 African-Americans who graduated from the state’s public high schools in 1996-97.

How many met UW-Madison’s minimum requirements for admission, which include graduating in the upper half of the high-school class, completing the appropriate number of college preparatory courses and supplying ACT scores? The 2,264 figure quickly dwindles to 552, which is a 75 percent decline. Why? Less than half the African-American high-school graduates took the ACT, less than 75 percent of those who took the ACT test ranked in the top half of their high-school class, and only three-quarters of them completed the necessary core academic courses in high school.

To be admitted to UW-Madison as a nontargeted applicant (i.e., a white or an Asian-American), meeting the minimum requirements is not enough. Ranking in the upper quarter of one’s high-school class is almost essential to gain admission. Applying this standard reduces the number of African-Americans by another 40 percent, to 321 for the entire state.

With the intense competition for admission to UW-Madison and the use of both academic performance in high school and ACT scores to predict likely success of applicants as college freshmen, the effective standard requires applicants to place in the upper quarter of their high-school class and receive an ACT score of 21 or higher. This leaves a mere 160, or only 7 percent, of Wisconsin’s African-American high-school graduates who would qualify for admission to UW-Madison using the criteria applied to nontargeted applicants.

If every one of these academically talented African-Americans enrolled here, the African-American presence on campus would greatly increase. However, they do not. Meanwhile, the number who would qualify under our policy of preferential admission for African-Americans is probably nearer the 552 figure. So why are more of these students not applying and enrolling here?

Many reasons can be advanced. Most important, there is intense competition among colleges to enroll African-Americans. The most academically talented are wooed by elite private colleges that can offer them generous financial aid and substantial academic support. Others elect to attend institutions near their homes. Some prefer to attend one of the state’s private institutions such as Marquette or Lawrence universities. Some want to attend historically black colleges because of their more nurturing atmosphere, and so on.

Many, no doubt, prefer not to attend UW-Madison — often for particular reasons: its demanding academic standards, its inadequate financial aid, its large and impersonal atmosphere, its small enrollment of African-Americans and its “hostile campus climate.”

Unfortunately, the importance of these considerations in explaining why more of Wisconsin’s African-American high-school graduates do not enroll here simply cannot be answered.

What are the prospects for increasing African-American freshman-enrollment levels? Not very good.

Competition among colleges to enroll African-Americans continues to be intense and shows no signs of lessening. African-American students, like other students, will choose their colleges on the basis of factors over which institutions have little or no control. Finally, this institution is already doing well in enrolling those African-American applicants who are admitted. For example, the percentages of those African-American, white and targeted minority applicants who are both admitted and enrolled at UW-Madison are virtually identical. How much more can be done is not apparent.

Three sobering lessons can be drawn from this analysis. First, the number of African-Americans graduating from Wisconsin’s public high schools who qualify for admission to UW-Madison is limited and will remain so until the kindergarten through high school academic performance of African-Americans improves substantially.

Second, admitting African-Americans who are not academically competitive may push up the number of African-Americans enrolled here but is certain to lower both retention and graduation rates.

Third, because of the state’s relatively small African-American population, proponents of diversity must recognize that the minority presence on this campus cannot, within the foreseeable future, be as large as they might like it to be.

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Plan 2008 Design For Diversity: Dreaming The Impossible Dream?

Reprint from the Badger Herald, April  8,  1999

Even a cursory look at the data reveals the impossibility of reaching a key goal of UW System’s recently adopted Plan 2008 — eliminating gaps in retention and graduation rates for racial and ethnic minorities.

The current gaps between minorities and white students are enormous, and they show no signs of narrowing despite three decades of diversity programs. In fact, these gaps far exceed the likely effects of Plan 2008’s new and expanded diversity programs, however impressive and well financed they might be.

By setting a 10-year goal that cannot be reached, the Board of Regents has created an untenable situation for UW faculty and administrators.

Under the Regent mandate, they are now putting the finishing touches on the strategies to achieve the seven goals of Plan 2008. How it will evaluate campus programs to eliminate these wide gaps in minority retention and graduation rates remains unclear.

This means that working up these plans — involving more than six months of work by more than 100 faculty members, administrators, academic staff and students at US-Madison alone — has seemingly been an exercise in futility. Campuses already know the enormity of the existing gaps. They also know that despite substantial efforts over the past quarter century, diversity programs have done little or nothing to narrow these gaps.

Why would UW-System administration and the Board of regents settle on this impossible goal? Through their experience, Board members know that goals are essential in bringing about institutional change. They also know that goals must involve a “stretch” but remain within reach. Despite this knowledge, the retention-graduation goals they established are well beyond anyone’s grasp. Could the Board have been unaware of the magnitude of the challenge posed by this goal? Could it have overestimated the likelihood of reaching this goal?

What information might the Board have examined? Readily available UW System data on retention and graduation rates from 1974 to the present speak powerfully to these questions.

For UW System students who entered as freshmen in the 1993-1996 period, gaps in second-year retention rates between white students and the four groups of students of color are substantial. Whites have an average retention rate of 73 percent. However, the average retention rate for blacks is 57 percent (producing a gap of -16 percentage point), 56 percent for Native Americans (leading to a gap of -17 percentage points), and 67 percent for Hispanics (creating a gap of only -6 percentage points). Meanwhile, the retention rate for Asians actually exceeds by +5 percentage points the retention rate for whites.

For UW System students entering as freshmen in the 1987-90 period, gaps in six-year graduation rates are even more dramatic. White students have an average graduation rate of 44 percent. Average graduation rates for blacks and Native Americans are less than half as large: 21 percent and 19 percent, respectively, yielding a gap of -23 percentage points for blacks and -25 percentage points for Native Americans. For Hispanics, the -16 percentage point gap is smaller because of their somewhat higher graduation rate of 28 percent. As before, a small positive gap exists for Asians. Equally depressing, these gaps in retention and graduation rates show no evidence of narrowing wince 1974, despite repeated commitments to diversity and UW-System budgeted expenditures for diversity over the past decade averaging close to $20 million annually in 1999 dollars.

Based on these statistics, how could the UW-System propose and the Board of Regents adopt a goal of eliminating current gaps in graduation and retention rates by the year 2008?

Were the UW System and the Board of regents so committed to the concept of racial and ethnic diversity that they proceeded, unaware of the magnitude of these gaps and without examining the feasibility of closing them? That appears to be the case.

It is now too late for campus faculty governance groups and administrators to ask the Board of Regents for clarification. Perhaps the Board will see the problem when it reviews campus Plan 2008 submissions. If it does, either the Board will have to revise its retention-graduation goals, or campuses will have to revamp their plans. If something does not give, both minority groups and the public are likely to conclude that the UW System and Board of Regents are more interested in pretending to look good than in doing good. Meanwhile those who suffer are the very minority students Plan 2008 is supposed to help.

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An Alternative Implementation Plan

Presented to the UW-Madison Faculty Senate, April,  1999I know that you are scheduled to take action on the proposed Resolutions in Support of the Draft UW-Madison Diversity Plan 2008 contained in Faculty Document 1428. Before doing so, I ask you to consider the Alternative Diversity Plan 2008 and the Resolution in Support of the Alternative Diversity Plan 2008. This Plan and the Resolution supporting it are described in the material you received at the door.

The Alternative Diversity Plan 2008 calls for modifying the goals of the UW System Board of Regents’ Plan 2008. The objective is to ensure that campus diversity efforts not only fit the mission of UW-Madison, but also reflect the difficulties of achieving greater race and ethnic diversity in our student body.The primary purpose of UW-Madison is described in the January 1999 report: New Directions: The Reaccreditation Project–A Self Study. It says: The primary purpose of the University of Wisconsin-Madison is to provide a learning environment in which faculty, staff, and students can discover, examine critically, preserve and transmit the knowledge, wisdom, and values that will help ensure the survival of this and future generations, and improve the quality of life for all. The university seeks to help students develop an understanding and to realize their highest potential of intellectual, physical and human development.

Pursuing this primary purpose is difficult and challenging. The quest for diversity, which is but one aspect of this larger purpose, must be informed by critically examining diversity policy and by what we have learned about the difficulties of realizing the goals of diversity policy.

The obvious fact is that after three decades of affirmative action/diversity programs, the UW-Madison has made little progress toward reaching these goals, particularly in minority enrollment. Rather than continuing the status quo approach of the past, we must rethink and redefine what we seek to achieve.

For these reasons, I developed the Alternative Diversity Plan 2008 and the accompanying Resolution you have before you today. The Plan and Resolution are my own creation.

  • They reflect my professional interest in minority issues developed through my teaching and research in labor economics and the economics of education.
  • They reflect my intensive involvement in campus discussions of diversity policy and programs over the past several years. For more details, see the goldenrod colored handout which references my Webpage (in New Findings…).
  • They reflect my research during the past year to develop a better factual understanding of exactly how our diversity program works and the effects it produces.
  • Above all, they reflect my deep and continuing concern about the seeming intractability of low academic achievement for so many targeted minorities, the difficulties young targeted minorities have securing good jobs in our knowledge intensive economy, and the continued discrimination faced by targeted minorities in many facets of life.

In this sesquicentennial year, the UW-Madison should be able to claim that its diversity program, embodied in the 1988 Madison Plan and the 1994 Madison Commitment, has lived up to the high expectations held for it—the high expectations for its success, by faculty, staff, students, and the general public. Unfortunately, this claim cannot be made.

Thus, we must rethink what we are doing. Specifically, we must refocus our efforts, concentrating on implementing the policies and programs outlined in the Alternative Diversity Plan 2008. This does not mean scrapping the various diversity programs. Rather, they are not sufficient.

We must do this, not for ourselves or for what tomorrow’s headlines may say. Rather, we must do it for the sake of the targeted minority students we are so keen to help and who so desperately need our help.

With these thoughts in mind, I ask you to consider the Alternative Diversity Plan 2008. I hope you will endorse the Resolution in support of that Plan. I trust that some Faculty Senator will move the Resolution as a substitute motion.

Thank you for your kindness in granting me permission to make this presentation.

Resolution in Support of the Alternative Diversity  Plan  2008

RESOLVED: The Faculty Senate of the University of Wisconsin-Madison endorses the goals of the Alternative Diversity Plan 2008, instructs the Chancellor and the University Committee to request that the goals of the UW System’s Plan 2008 be redefined for UW-Madison, and calls on the Chancellor and the University Committee, after discussion with UW System and the Board of Regents, to appoint a new and more broadly constituted committee to develop for the Faculty Senate a detailed diversity plan that is consistent with the redefined goals of Plan 2008 as they are described below.

The Alternative Diversity Plan

Background Document for the Faculty Senate, April,  1999

Rationale For This Alternative Diversity Plan

The primary purpose of the University of Wisconsin-Madison is to provide a learning environment in which faculty, staff, and students can discover, examine critically, preserve and transmit the knowledge, wisdom, and values that will help ensure the survival of this and future generations, and improve the quality of life for all. The university seeks to help students develop an understanding and to realize their highest potential of intellectual, physical and human development.
— Self Study for the North Central Association of Colleges and Schools, January 1999.

The key to realizing this fundamental purpose of a world-class research university is to establish achievable goals, implement programs that will achieve those goals, provide for continuous evaluation of progress toward those goals, and ensure there is accountability for reaching those goals.The pursuit of diversity must rest on sound educational practices. It must admit students based on their academic credentials and their likely ability to succeed in graduating. It must be inclusive, extending beyond the traditional four race and ethnic groups. It must focus on students who can be characterized by their varied economic backgrounds, cultural orientations, social classes, and quality of prior schooling. Only through such a system of inclusion, fairness, and ability to graduate can all students enjoy the benefits of intellectual and social diversity that are central to a university education.

This Alternate Plan is also based on new research findings revealing that UW-Madison does give preferences to minority applicants based on race and ethnicity; though these preferences increase the number of entering freshmen, they lower 2nd year retention and 6th year graduation rates; minority underrepresentation and gaps in minority retention and graduation rates have not narrowed perceptibly over the past quarter century; the key barrier to increasing the presence of minority students at UW-Madison is the weak academic achievement of many of Wisconsin’s minority high school graduates; and the weak performance of these high school graduates reflects the even more troubling weak academic performance of K-12 minority students evident from recent state-wide testing of 4th, 8th, and 10th graders. The proposed Madison Plan 2008 fails to address these issues effectively.

A Redefined Set of Goals

In view of these findings, the diversity goals set forth by the UW System Board of Regents in its Plan 2008–Educational Quality Through Race and Ethnic Diversity, must be modified if UW-Madison is to develop a sound and successful educational program for promoting diversity. The seven modified goals are:

  1. Enhance the academic quality of the entering freshman class by admitting students on the basis on their academic performance and promise rather than their race and ethnic background.
  2. Build the K-12 pipeline by leading statewide efforts to improve K-12 education and student academic performance so that ever larger proportions of diverse students perform successfully through elementary, middle, and high schools, more of them graduate and are eligible for admission to college and particularly to UW-Madison, ever larger proportions of them are equipped academically to graduate from college, and substantially larger proportions of them pursue advanced education to augment the stock of teachers in K-12 schools, pursue academic and other professional careers, and fulfill their human aspirations and potential.
  3. Increase the retention and graduation rates of students characterized by their diversity through strong academic and social support while they are enrolled, having admitted applicants who are most likely to graduate.
  4. Increase the amount of financial aid available to needy students and reduce their reliance on loans.
  5. Seek and hire the very best qualified people for faculty and academic staff positions, with additional attention to diversity–economic, cultural, and class–in the backgrounds of candidates for these positions, and contribute substantially to increasing the future availability of such individuals.
  6. Foster an improved campus climate by emphasizing economic, cultural, class, and educational backgrounds in determining eligibility for admission, academic support, financial aid, and related assistance.
  7. Improve accountability at UW-Madison in promoting Goals 1-6 by devising a accountability system that rewards and penalizes those responsible for implementing diversity policy and programs.

Why the Proposed Madison Plan 2008 Won’t Work

  1. UW-Madison’s principal long-standing diversity goals, reiterated in the Madison Plan 2008 proposal, remain unmet, namely, decreasing the long-standing underrepresentation of entering targeted minorities, and narrowing the gaps in retention and graduation rates for targeted minorities. The proposed Plan fails to mention, much less analyze, why past progress toward these targets has been so negligible; nor does it provide any convincing assurances or indications about the likelihood of future progress under the proposed Plan.Is it educationally sound and morally appropriate to continue pursuing these goals by admitting substantial numbers of minority applicants whose prospects for graduating are less than 50-50? In view of the primary purpose of this university, the answer is “No.”
  2. The Madison Plan 2008 proposal for infusing diversity into courses is a tacit admission that the ethnic studies course requirement implemented as part of the 1988 Madison Plan has failed in its objective of improving the campus climate for race and ethnic minorities.In recommending that diversity be incorporated into every course and that a required freshman course be established that will have a diversity component, do we not run the risk of sliding across the narrow line that separates indoctrination from instruction? Wouldn’t such a development impede progress toward the University’s primary purpose? The answer is “Yes.”
  3. The Madison Plan 2008 proposal is similar to earlier diversity plans, representing a statement of hopes and aspirations rather than a document offering evidence that it can achieve its goals. Most important, it fails to provide:
    • Any indication of priorities among the array of proposals included in the Plan;
    • Objective quantitative measures to assess whether the Plan reaches its goals;
    • Accountability standards to judge the performance of those charged with implementing the Plan;
    • Documented evidence of the efficacy of the Plan’s many proposed programs;
    • Acknowledgement that preferential admission underpins the success of the Plan;
    • Any recognition that weaknesses in K-12 academic achievement of minorities make the Plan’s goals of increased minority representation impossible to realize.

The Key Elements of the Alternative Diversity Plan 2008

  1. Improving the Pre-College Academic Preparation of Minority Youth. Lead statewide efforts to indicate clearly and forcefully that the UW-Madison cannot succeed in achieving greater inclusion of targeted minority students until substantially larger proportions of Wisconsin’s targeted minority high school graduates are prepared academically to succeed along with non-targeted students, and that they can be expected to graduate at the same rate as non-targeted students.Maintain high admission and academic standards at UW-Madison appropriate to a world class research university.

    Participate more actively in efforts to improve student learning in the K-12 grades and to ensure that effective pre-school programs are available to increase the readiness of young children for school.

    Emphasize the importance of learning and high academic achievement for all young people who aspire to attend UW-Madison.

  2. Admissions Policies and Practices. State our admissions requirements correctly in materials going to potential applicants. Immediately revise campus admission material to include required placement in top half of high school graduating class, and to state that all applicants are evaluated by the same criteria.State more clearly and forcefully UW-Madison’s goal of admitting applicants whose academic records indicate they have the greatest likelihood of graduating in timely fashion. Revise Faculty Document on Admission Policy.

    Evaluate all applicants for admission on the basis of their academic performance and promise. Revise Faculty Document on Admission Policy, prohibiting the use of race and ethnicity in admissions decisions, and make appropriate changes in the procedures used by the Admissions Office.

    Cast a wide net to encourage well-qualified high school graduates to apply to UW-Madison, including students from historically underrepresented groups (race and ethnic minorities but also economically disadvantaged students and those who may have attended substandard high schools) as well as National Merit Scholars and top high school students everywhere. Write a new policy on recruitment strategies.

  3. Academic Support for Students. Provide special academic help and financial aid to those students who need it, including students from all disadvantaged backgrounds. Revise procedures for determining eligibility for academic support and financial aid by eliminating race and ethnicity as qualifying factors.Develop a special academic support program for all disadvantaged students (economically disadvantaged, graduates of substandard schools, etc.) that would over the next decade eliminate the gaps in retention and graduation rates.

    Make intensive studies of these academic support programs so that we can learn how and to what extent the disadvantages of race and ethnicity, as well as economic and educational disadvantages, can be overcome, and prepare annual reports on the progress being made in reducing the gaps in retention and graduation rates.

    Adjust academic support programs based on the findings of these intensive studies and then monitor the effects of these adjustments.

  4. Research on Diversity. Provide greater access to the available data, to developing new data, and to carrying out research that will increase this institutions’s understanding about the determinants of the academic success of different groups of students, and publish a series of reports describing this research and its results.
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