{"id":158,"date":"2014-07-28T15:48:15","date_gmt":"2014-07-28T20:48:15","guid":{"rendered":"http:\/\/users.ssc.wisc.edu\/~oliver\/wp\/?page_id=158"},"modified":"2022-09-29T09:36:14","modified_gmt":"2022-09-29T14:36:14","slug":"collective-action","status":"publish","type":"page","link":"https:\/\/users.ssc.wisc.edu\/~peoliver\/teaching\/sm_seminar\/topics\/collective-action\/","title":{"rendered":"Soc 924 &#8211; Collective Action Theory and Mobilization Processes"},"content":{"rendered":"<p>These readings are in the rational action tradition in the study of collective action and mobilization processes<\/p>\n<p><a href=\"http:\/\/users.ssc.wisc.edu\/~oliver\/wp\/?page_id=915\">Collective Action Theory: Basic Arguments<\/a> (see below for more advanced readings)<\/p>\n<ol>\n<li>* Mancur Olson, The Logic of Collective Action, (1965) Introduction and Chapter 1. Still very widely cited as true, despite extensive critical literature since its publication. You need to know what he said, as well as know why his argument is misleading (which we will discuss in class). \u00a0The <a href=\"http:\/\/ssc.wisc.edu\/%7Eoliver\/SOC924\/Articles\/olsonlogic.pdf\">PDF copy<\/a><\/li>\n<li>*Pamela Oliver (1993). \u201cFormal Models of Collective Action.\u201d Annual Review of Sociology 19: 271-300. <strong>The first part (pp. 271-277) of this article gives my summary of Olson\u2019s problem and subsequent critics and is the only \u201crequired\u201d part, but you should also read the short \u201csubstantive conclusions\u201d section on pp. 292-3.\u00a0<\/strong>The rest reviews formal models of mobilization for collective action and of models of the interplay between movements and their opponents and is less central to this class, especially as it is now out of date, although it does provide my view of the literature through 1990. <a title=\"link to Oliver, 1993\" href=\"http:\/\/links.jstor.org\/sici?sici=0360-0572%281993%2919%3C271%3AFMOCA%3E2.0.CO;2-4\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>Pamela Oliver, <a href=\"http:\/\/www.ssc.wisc.edu\/%7Eoliver\/wp\/wp-content\/uploads\/2014\/07\/Oliver_Olson-Group-Size-Proof.pdf\">algebraic proof<\/a>\u00a0that Olson\u2019s equations are independent of group size, contrary to his text and usual claims that he \u201cproved\u201d that collective action is harder for larger groups. Originally published in my 1980 AJS article with lines scrambled by the typesetter to render it unintelligible and republished in Marwell and Oliver\u2019s 1993 book.<\/li>\n<li>Pamela Oliver, Gerald Marwell, and Ruy Teixeira. \u201cA Theory of the Critical Mass, I. Interdependence, Group Heterogeneity, and the Production of Collective Goods.\u201d American Journal of Sociology, Volume 91, Number 3, pages 522-556. (1985) The first in the series, which makes the major points about differences in forms of collective action. The technical arguments can be hard to follow (and you do not need to follow them in detail unless you are interested), but the main idea is that there are different kinds of collective action and that group heterogeneity is critical. <a title=\"link to oliver, marwell, and teixeira 1985\" href=\"http:\/\/links.jstor.org\/sici?sici=0002-9602%28198511%2991%3A3%3C522%3AATOTCM%3E2.0.CO;2-A\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>Pamela E. Oliver and Gerald Marwell. \u201cThe Paradox of Group Size in Collective Action. A Theory of the Critical Mass. II.\u201d American Sociological Review, Volume 53, Number 1, pages 1-8. (1988) Most widely cited because it is the easiest to read. A direct critique of Olson\u2019s \u201csize\u201d argument. <a title=\"link to Oliver and Marwell 1988\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28198802%2953%3A1%3C1%3ATPOGSI%3E2.0.CO;2-V\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>Pamela Oliver. &#8220;Rational Action.&#8221; This is a preprint of my chapter in Donatella Della Porta and Mario Diani, eds., <em>The Oxford Handbook of Social Movements<\/em>. It argues that the impact of rational action theory was to emphasize the role of organization and networks in collective action, contra critics who associate rational action theory with isolated individualism. \u00a0<a href=\"http:\/\/users.ssc.wisc.edu\/~oliver\/wp\/wp-content\/uploads\/2014\/07\/Oliver_Rational-Action_OxfordHandbook_1sp_preprint.pdf\">Oliver_Rational Action_OxfordHandbook_1sp_preprint<\/a><\/li>\n<\/ol>\n<p><a href=\"http:\/\/users.ssc.wisc.edu\/~oliver\/wp\/?page_id=920\">Empirical Work On Collective Action Models<\/a><\/p>\n<p>There are quite a few empirical articles that assess the empirical predictors of collective action using a cost\/benefit framework. Interests (private and collective), selective incentives, individual and collective efficacy\/influence (probability of making a difference), and perceived costs are assessed.<\/p>\n<ul>\n<li>* Bert Klandermans. \u201cMobilization and Participation.\u201d ASR 49 (Oct 1984):583-600. Re-casts collective action theory in subjective terms and links it to psychological theories of subjective expected utility; emphasizes importance of people\u2019s beliefs about interests and the efficacy of action. He finds that what people believe about likely benefits, costs, and probabilities of success are related to what they do. Data on Dutch unions. <a title=\"Link to Klandermans\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28198410%2949%3A5%3C583%3AMAPSEO%3E2.0.CO;2-L\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>Pamela Oliver. \u201cIf You Don\u2019t Do It, Nobody Else Will: Active and Token Contributors to Local Collective Action.\u201d American Sociological Review, Volume 49, Number 5, pages 601-610. (1984) In some contexts, activists participate because of their pessimism about others\u2019 participation; linked to production function theory. MS 207-215. <a title=\"link to Oliver 1984\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28198410%2949%3A5%3C601%3A%22YDDIN%3E2.0.CO;2-G\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>Karl-Dieter Opp. Grievances and Participation in Social Movements. American Sociological Review, Vol. 53, No. 6. (Dec., 1988), pp. 853-864. Grievances related to participation, using a rational action framework. <a title=\"link to opp 1988\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28198812%2953%3A6%3C853%3AGAPISM%3E2.0.CO;2-2\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a> Sample is opponents of nuclear power in and near Hamburg, Germany, in 1982 and 1987. Public grievances operationalized.<\/li>\n<li>Edward N. Muller; Karl-Dieter Opp. Rational Choice and Rebellious Collective Action. The American Political Science Review Vol. 80, No. 2 (Jun., 1986), pp. 471-488 <a title=\"link to muller and opp 1986\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-0554%28198606%2980%3A2%3C471%3ARCARCA%3E2.0.CO%3B2-9\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a> A collective action model tested against survey data. Collective benefits and collective influence are the strong predictors. The paper begins with a formal model.<\/li>\n<li>George Klosko; Edward N. Muller; Karl Dieter Opp. Rebellious Collective Action Revisited. The American Political Science Review Vol. 81, No. 2 (Jun., 1987), pp. 557-564. <a title=\"link to Klosko muller and opp\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-0554%28198706%2981%3A2%3C557%3ARCAR%3E2.0.CO%3B2-9\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>*Steven E. Finkel; Edward N. Muller; Karl-Dieter Opp Personal Influence, Collective Rationality, and Mass Political Action The American Political Science Review Vol. 83, No. 3 (Sep., 1989), pp. 885-903 <a title=\"finkle muller and opp 1989\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-0554%28198909%2983%3A3%3C885%3APICRAM%3E2.0.CO%3B2-Z\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a>\u00a0Stresses, measures and finds the importance of the \u201cprobability of making a difference\u201d factor in collective action.<\/li>\n<li>Francisco, Ronald A. (2004). \u201cAfter the Massacre: Mobilization in the Wake of Harsh Repression.\u201d Mobilization: An International Journal 9(2): 107-126.\u00a0Tests basic collective action theory predictions in responses to 31 brutal repressions. Dissidents are outraged at the state but fear further repression. There usually is sufficient communication to enable backlash mobilization and continuity in leadership to coordinate backlash protest. A Bayesian updating test for mobilization shows that repression reduces backlash protests &amp; that no repression increases backlash. Conclusion is that collective-action theory works to explain patterns of response. <a href=\"http:\/\/mobilizationjournal.org.ezproxy.library.wisc.edu\/doi\/abs\/10.17813\/maiq.9.2.559246137656n482?code=hjdm-site\">Link to Mobilization Site<\/a>. Link will work if you are logged in with a UW netid or other valid authorization.<\/li>\n<li>* Edward Walsh and Rex Warland. \u201cSocial Movement Involvement in the Wake of a Nuclear Accident: Activists and Free Riders in the TMI Area.\u201d ASR 48 (Dec 1983): 764-780. also MS 216ff. <a title=\"walsh and warland 1983\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28198312%2948%3A6%3C764%3ASMIITW%3E2.0.CO;2-E\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a> They asked people why they did or did not participate, and compared their answers with what theorists and activists said would be the reasons: Conscious free riding was rare. Main reasons for not participating were not knowing about the group, not having been asked to participate, not approving of the group&#8217;s strategies, not having time.<\/li>\n<\/ul>\n<p><a href=\"http:\/\/users.ssc.wisc.edu\/~oliver\/wp\/?page_id=924\">Collective Action Theory: Deeper Reading<\/a><\/p>\n<ul>\n<li>#Heckathorn, Douglas D. (1996). \u201cThe Dynamics and Dilemmas of Collective Action.\u201d American Sociological Review 61(2): 250-277.<a title=\"heckathorn 1996\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28199604%2961%3A2%3C250%3ATDADOC%3E2.0.CO;2-J\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a> This is an integrative article that shows how different \u201cgames\u201d can all be integrated into one larger framework. You do NOT need to engage this article deeply for this seminar. I put a * by it because I consider this to be a \u201cstate of the art\u201d overview of the problem of collective action. I think everyone should have a superficial knowledge of the basic argument that there are different types of collective action situations.<\/li>\n<li>Gerald Marwell and Pamela Oliver. <em>The Critical Mass in Collective Action.<\/em> 1993. Cambridge University Press.<\/li>\n<li>Chong, Dennis. <em>Collective Action and the Civil Rights Movement.<\/em> 1991.<\/li>\n<li>Chong, Dennis. (1991). \u201cAll-or-Nothing Games in the Civil Rights Movement.\u201d Social Science Information \/ Information sur les Sciences Sociales 30(4): 677-697.<\/li>\n<li>Pamela Oliver. Rewards and Punishments as Selective Incentives for Collective Action: Theoretical Investigations. American Journal of Sociology, Vol. 85, No. 6. (May, 1980), pp. 1356-1375. <a title=\"oliver 1980\" href=\"http:\/\/links.jstor.org\/sici?sici=0002-9602%28198005%2985%3A6%3C1356%3ARAPASI%3E2.0.CO;2-M\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a> This article distinguishes the different \u201ckinds\u201d of collective action, and is a precursor of the 1985 AJS Oliver, Marwell, Teixeira article. Logically, rewards are efficient for motivating a few to do things that benefit many, while punishments are efficient for motivating unanimous action.<\/li>\n<li>Heckathorn, Douglas D. (1989). \u201cCollective Action and the Second-Order Free-Rider Problem.\u201d Rationality and Society 1(1): 78-100.<\/li>\n<li>Heckathorn, Douglas D. (1993). \u201cCollective Action and Group Heterogeneity: Voluntary Provision versus Selective Incentives.\u201d American Sociological Review 58(3): 329-350. <a title=\"heckathorn 1993\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28199306%2958%3A3%3C329%3ACAAGHV%3E2.0.CO;2-K\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>Douglas D. Heckathorn. Extensions of the Prisoner\u2019s Dilemma Paradigm: The Altruist\u2019s Dilemma and Group Solidarity. Sociological Theory, Vol. 9, No. 1. (Spring, 1991), pp. 34-52. <a title=\"heckathorn 1991\" href=\"http:\/\/links.jstor.org\/sici?sici=0735-2751%28199121%299%3A1%3C34%3AEOTPDP%3E2.0.CO;2-Z\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>Douglas D. Heckathorn. Collective Sanctions and Compliance Norms: A Formal Theory of Group-Mediated Social Control. American Sociological Review, Vol. 55, No. 3. (Jun., 1990), pp. 366-384. <a title=\"heckathorn 1990\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28199006%2955%3A3%3C366%3ACSACNA%3E2.0.CO;2-1\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>Douglas D. Heckathorn. Collective Sanctions and the Creation of Prisoner\u2019s Dilemma Norms. American Journal of Sociology, Vol. 94, No. 3. (Nov., 1988), pp. 535-562. <a title=\"heckathorn 1988\" href=\"http:\/\/links.jstor.org\/sici?sici=0002-9602%28198811%2994%3A3%3C535%3ACSATCO%3E2.0.CO;2-1\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>Macy, Michael W. (1990). \u201cLearning Theory and the Logic of Critical Mass.\u201d American Sociological Review 55(6): 809-826. <a title=\"macy 1990\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28199012%2955%3A6%3C809%3ALTATLO%3E2.0.CO;2-R\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a> Adds learning algorithms to collective action models.<\/li>\n<li>Macy, Michael W. (1991). \u201cChains of Cooperation: Threshold Effects in Collective Action.\u201d American Sociological Review 56(6): 730-747.<a title=\"macy 1991\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28199112%2956%3A6%3C730%3ACOCTEI%3E2.0.CO;2-Y\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>Macy, Michael W. and A. Flache (1995). \u201cBeyond Rationality in Models of Choice.\u201d Annual Review of Sociology 21: 73-91. <a title=\"macy 1995\" href=\"http:\/\/links.jstor.org\/sici?sici=0360-0572%281995%2921%3C73%3ABRIMOC%3E2.0.CO;2-1\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a><\/li>\n<li>#Kim, Hyojoung; Bearman, Peter S. \u201cThe Structure and Dynamics of Movement Participation\u201d American Sociological Review; 1997, 62, 1, Feb, 70-93. <a title=\"kim and bearman 1997\" href=\"http:\/\/links.jstor.org\/sici?sici=0003-1224%28199702%2962%3A1%3C70%3ATSADOM%3E2.0.CO%3B2-0\" target=\"_blank\" rel=\"noopener\">Stable URL<\/a> Adds influence to collective action models.<\/li>\n<li>#Chwe, M. S. Y. (1999). \u201cStructure and Strategy in Collective Action.\u201d American Journal of Sociology 105(1): 128-156. \u00a0Network and influence models.<\/li>\n<li>Pamela Oliver &amp; Gerald Marwell, \u201cWhatever Happened to Critical Mass Theory? A Retrospective and Assessment.\u201d Sociological Theory 19(3), October 2001, pp. 292-311. This article reviews much of the above literature with an eye to understanding the influence of the \u201ccritical mass\u201d articles.\u00a0<a href=\"http:\/\/www.ssc.wisc.edu\/%7Eoliver\/wp\/wp-content\/uploads\/2014\/07\/OliverMarwellCritMassST2001.pdf\">pdf<\/a><\/li>\n<li>Kanazawa, Satoshi (2000). \u201cA New Solution to the Collective Action Problem: The Paradox of Voter Turnout.\u201d American Sociological Review 65(3): 433-442.\u00a0Uses Macy\u2019s translation of collective action into stochastic learning theory to provide a potential solution to the paradox of voter turnout. A test with General Social Survey data finds that citizens make their turnout decisions according to the \u201cWin-Stay, Lose-Shift\u201d pattern predicted by the stochastic learning theory, especially if there are no strong third-party candidates.<\/li>\n<li>Kitts, James A. (2006). \u201cCollective Action, Rival Incentives, and the Emergence of Antisocial Norms.\u201d American Sociological Review 71(2): 235-259.\u00a0\u201cCentralized sanctions (selective incentives) &amp; informal norms have been advanced as distinct solutions to collective action problems. This article investigates their interaction, modeling the emergence of norms in the presence of incentives to contribute to collective goods. Computational experiments show how collective action depends on a three-way interaction among the value of incentives, the rivalness of incentives (ranging from independence to zero-sum competition), &amp; group cohesiveness (effectiveness of peer influence). This investigation shows a broad range of conditions in which social norms promote the collective good &amp; thus peer influence complements a centralized regime of selective incentives. It also shows conditions in which the two systems clash because incentives lead to antisocial norms that discourage contributions to collective goods. In these conditions, social scientists must reconsider the widely predicted relationships of collective action to selective incentives, group cohesiveness, &amp; second-order free riding.\u201d<\/li>\n<li>Willer, Robb (2009). \u201cGroups Reward Individual Sacrifice: The Status Solution to the Collective Action Problem.\u201d American Sociological Review 74: 23-43.\u00a0One of sociology\u2019s classic puzzles is how groups motivate their members to set aside self-interest and contribute to collective action. This article presents a solution to the problem based on status as a selective incentive motivating contribution. Contributors to collective action signal their motivation to help the group and consequently earn diverse benefits from group members\u2014in particular, higher status\u2014and these rewards encourage greater giving to the group in the future. In Study 1, high contributors to collective action earned higher status, exercised more interpersonal influence, were cooperated with more, and received gifts of greater value. Studies 2 and 3 replicated these findings while discounting alternative explanations. All three studies show that giving to the group mattered because it signaled an individual\u2019s motivation to help the group. Study 4 finds that participants who received status for their contributions subsequently contributed more and viewed the group more positively. These results demonstrate how the allocation of respect to contributors shapes group productivity and solidarity, offering a solution to the collective action problem.<\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<p>&nbsp;<\/p>\n<p>Assignment:<\/p>\n<ul>\n<li>In &#8220;Basic Arguments,&#8221; read selected pages from Mancur Olson\u2019s The Logic of Collective action<\/li>\n<li>Read Oliver\u2019s overview of collective action theory in the first six pages of \u201cFormal Models of Collective Action\u201d<\/li>\n<li>I will give a mini-lecture on what I see as the key ideas. (Hint: besides benefit\/cost, the other key ideas are probability of making a difference and assessments of others\u2019 actions.)<\/li>\n<\/ul>\n<p>&nbsp;<\/p>\n<p>NOTE: The *&#8217;s indicate the readings I suggest you\u00a0 prioritize. In the &#8220;advanced&#8221; list, # marks the articles that are especially helpful for distinctive elaborations of the collective action model.<\/p>\n<p><em>If you need a tutorial on reading regression tables, here is a <a href=\"http:\/\/users.ssc.wisc.edu\/~oliver\/wp\/wp-content\/uploads\/2014\/07\/Collective-Action-Theory-Networks.ppt\">PowerPoint file<\/a>\u00a0of my undergraduate lecture that includes detailed slides on interpreting the tables in the Klandermans and Oegema article (as well as the Wood and Hughes article listed in another section).<\/em><\/p>\n<hr \/>\n<ul>\n<li>\u00a0<a href=\"http:\/\/users.ssc.wisc.edu\/~oliver\/wp\/?page_id=915\">Collective Action Theory: Basic Arguments<\/a> (see below for more advanced readings)<\/li>\n<li><a href=\"http:\/\/users.ssc.wisc.edu\/~oliver\/wp\/?page_id=920\">Empirical Work On Collective Action Models<\/a><\/li>\n<li><a href=\"http:\/\/users.ssc.wisc.edu\/~oliver\/wp\/?page_id=922\">Mobilization Processes<\/a>\u00a0(Empirical Work)<\/li>\n<li><a href=\"http:\/\/users.ssc.wisc.edu\/~oliver\/wp\/?page_id=924\">Collective Action Theory: Deeper Reading<\/a><\/li>\n<\/ul>\n","protected":false},"excerpt":{"rendered":"<p>These readings are in the rational action tradition in the study of collective action and mobilization processes Collective Action Theory: Basic Arguments (see below for more advanced readings) * Mancur Olson, The Logic of Collective &hellip;<\/p>\n","protected":false},"author":1,"featured_media":0,"parent":217,"menu_order":13,"comment_status":"closed","ping_status":"closed","template":"","meta":{"footnotes":""},"acf":[],"_links":{"self":[{"href":"https:\/\/users.ssc.wisc.edu\/~peoliver\/wp-json\/wp\/v2\/pages\/158"}],"collection":[{"href":"https:\/\/users.ssc.wisc.edu\/~peoliver\/wp-json\/wp\/v2\/pages"}],"about":[{"href":"https:\/\/users.ssc.wisc.edu\/~peoliver\/wp-json\/wp\/v2\/types\/page"}],"author":[{"embeddable":true,"href":"https:\/\/users.ssc.wisc.edu\/~peoliver\/wp-json\/wp\/v2\/users\/1"}],"replies":[{"embeddable":true,"href":"https:\/\/users.ssc.wisc.edu\/~peoliver\/wp-json\/wp\/v2\/comments?post=158"}],"version-history":[{"count":16,"href":"https:\/\/users.ssc.wisc.edu\/~peoliver\/wp-json\/wp\/v2\/pages\/158\/revisions"}],"predecessor-version":[{"id":1872,"href":"https:\/\/users.ssc.wisc.edu\/~peoliver\/wp-json\/wp\/v2\/pages\/158\/revisions\/1872"}],"up":[{"embeddable":true,"href":"https:\/\/users.ssc.wisc.edu\/~peoliver\/wp-json\/wp\/v2\/pages\/217"}],"wp:attachment":[{"href":"https:\/\/users.ssc.wisc.edu\/~peoliver\/wp-json\/wp\/v2\/media?parent=158"}],"curies":[{"name":"wp","href":"https:\/\/api.w.org\/{rel}","templated":true}]}}