Economics 805: Advanced Microeconomic Theory I

Fall 2009

Dan Quint

 

Professor:        Dan Quint

                        7428 Social Science Building

                        263-2515

                        dquint@ssc.wisc.edu

 

Class Website: http://www.ssc.wisc.edu/~dquint/econ805

 

Office Hours:  by appointment (I’m in my office all the time – drop by or email to set a time)

 

Meetings:         Tuesdays and Thursdays, 1:00-2:15, 6314 Social Science Building.

 

Grading:          There will be occasional problem sets, and students will present papers late in the semester.

 

Readings:        Paul Milgrom, “Putting Auction Theory to Work” (Cambridge University Press, 2004, “PATW”) covers most of the material in the first half of the class.  It’s a paperback, it’s $29 on Amazon, I’d suggest picking up a copy.

 

Paul Klemperer, “Auctions: Theory and Practice” (Princeton University Press, 2004, “ATP”) is available free online as a link from http://www.paulklemperer.org and contains an excellent overview of the theory literature, some nice motivation for why auctions are an interesting topic, and a nice treatment of some of the “real-world” stumbles that are often overlooked in the theory literature.  (I prefer Milgrom’s treatment of the mathematical stuff, but Klemperer is excellent on the big picture.)  Vijay Krishna, “Auction Theory”, is also quite good, if you’re desperate for another treatment.

 

Much of the early material in this course is also covered (briefly) in Mas-Colell, Whinston, and Green, “Microeconomic Theory” (“MWG”) and in Fudenberg and Tirole, “Game Theory” (“FT”), one or both of which I suspect most of you already own.

 

All the papers below are available online; most are listed with links to JSTOR, which requires a subscription and therefore may only work from on-campus computers.

 

I plan to post my lecture notes online shortly after each lecture.

 

 

 

Course Outline and Readings for the First Half of the Semester

 

 

Introduction (9/3)

 

Motivation for studying auctions – ATP chapter 2 (“Why Every Economist Should Learn Some Auction Theory”) (link)

 

Review of Bayesian games and Bayesian Nash Equilibrium – MWG 8.D-8.E or FT 6.1-6.4

 

 

The Independent Private Values Framework (9/8, 9/10, 9/15)

 

Common auction formats as Bayesian games, strategic equivalences, equilibrium bidding strategies

 

The Envelope Theorem – Paul Milgrom and Ilya Segal (2002), “Envelope Theorems for Arbitrary Choice Sets,” Econometrica 70 (link)

 

            Revenue Equivalence

 

Necessary and Sufficient Conditions for Equilibrium Strategies – PATW 4.1; Paul Milgrom and Chris Shannon (1994), “Monotone Comparative Statics,” Econometrica 62 (link)

 

            Calculating equilibriums strategies using revenue equivalence – PATW 4.2

 

 

The Mechanism Design Approach and Optimal Auctions (9/17, 9/22)

 

            Mechanisms, direct mechanisms and the revelation principle

 

Roger Myerson (1981), “Optimal Auction Design,” Mathematics of Operations Research 6 (link)

 

(Also covered in MWG p 903-4, FT p 284-288, and PATW 3.3)

 

 

Relaxing the Assumptions of Independent Private Values (9/24, 9/29, 10/1)

 

Risk Aversion – PATW 4.3; Eric Maskin and John Riley (1984), “Optimal Auctions with Risk Averse Buyers,” Econometrica 52 (link)

 

Asymmetric Bidders – PATW 4.5; Eric Maskin and John Riley (2000), “Asymmetric Auctions,” Review of Economic Studies 67 (link)

 

Interdependent Values – Paul Milgrom and Robert Weber (1982), “A Theory of Auctions and Competitive Bidding,” Econometrica 50 (link)

 

Dealing with both risk-aversion and affiliation – Dan Levin and Lixin Ye (2007), “Hybrid Auctions Revisited,” working paper (link)

Peter Eso (2005), “An Optimal Auction with Correlated Values and Risk Aversion,” Journal of Economic Theory 125 (link)

 

 

Common Values (10/6, 10/8)

 

Lack of equivalence between ascending and second-price sealed-bid auction; the winner’s curse; multiplicity in second-price auction; information aggregation

 

Drainage Tract Auctions – PATW 5.3

 

Almost-common values – Paul Klemperer (1998), “Auctions with Almost Common Values,” European Economic Review 42 (link) (click on “PDF” link to download)

 

Information Aggregation – Paul Milgrom (1981), “Rational Expectations, Information Acquisition, and Competitive Bidding,” Econometrica 49 (link)

Wolfgang Pesendorfer and Jeroen Swinkels (1997), “The Loser’s Curse and Information Aggregation in Common Value Auctions,” Econometrica 65 (link)

Ronald Harstad, Aleksandar Pekec, and Ilia Tsetlin (2008), “Information Aggregation in Auctions with an Unknown Number of Bidders,” Games and Economic Behavior 62 (link)

 

 

Number of Bidders (10/13)

 

The “marginal revenue” analogy and the value of another bidder – Jeremy Bulow and Paul Klemperer (1996), “Auctions Versus Negotiations,” American Economic Review 86 (link)

 

Auctions with endogenous entry – PATW 6.2

types realized before entry decision: William Samuelson (1985), “Competitive Bidding with Entry Costs,” Economics Letters 17 (link)

types realized after entry decision, sequential entry: Preston McAfee and John McMillan (1987), “Auctions With Entry,” Economics Letters 23 (link)

types realized after entry decision, simultaneous entry: Dan Levin and James Smith (1994), “Equilibrium in Auctions with Entry,” American Economic Review 84 (link)

 

Entry Deterrence and Predation – ATP chapter 3 (link)

 

 

Endogenous Information (10/15)

 

Covert information acquisition: Nicola Persico (2000), “Information Acquisition in Auctions,” Econometrica 68 (link)

 

Public versus covert: Daniel Quint (2007), “Common Value Auctions with Two Bidders: When To Brag About What You Know,” working paper (link)

 

Two hard papers on public information acquisition: Nathan Larson (2005), “Private Value Perturbations and Informational Advantage in Common Value Auctions,” working paper (link)

Angel Hernando-Veciana (2007), “Information Acquisition in Auctions: Sealed Bids vs. Open Bids,” working paper (link)

 

 

Double Auctions (10/20)

 

Mark Satterthwaite and Steven Williams (1989), “Bilateral Trade with the Sealed Bid k-Double Auction: Existence and Efficiency,” Journal of Economic Theory 48

 

Phil Reny and Motty Perry (2006), “Toward a Strategic Foundation for Rational Expectations Equilibrium,” Econometrica 74 (link)

 

 

Wars of Attrition (10/22)

 

Jeremy Bulow and Paul Klemperer (1999), “The Generalized War of Attrition,” American Economic Review 89 (link)

 

            Ron Siegel, “All-Pay Contests,” working paper (link)

 

 

 

 

Two-Sided Matching Markets

 

 

One-to-One Matching (10/27, 10/29)

 

            Alvin Roth and Marilda Sotomayor, Two-Sided Matching: A Study in Game-Theoretic Modeling and Analysis (Cambridge Univ Press 1992), chapters 2 and 4

 

David Gale and Lloyd Shapley (1962), “College Admissions and the Stability of Marriage,” American Mathematical Monthly 69

 

Alvin Roth (1982), “The Economics of Matching: Stability and Incentives,” Mathematics of Operations Research 7

 

 

Many-to-One Matching (11/3)

 

            Roth and Sotomayor, chapter 5

 

            Alvin Roth (1985), “The College Admissions Problem Is Not Equivalent to the Marriage Problem,” Journal of Economic Theory 36

 

            Alvin Roth (1986), “On the Allocation of Residents to Rural Hospitals: A General Property of Two-Sided Matching Markets,Econometrica 54

 

            Fuhito Kojima and Parag Pathak (2007), “Incentives and Stability in Large Two-Sided Matching Markets,” working paper

 

 

Matching with Money (11/5)

 

            Roth and Sotomayor, chapter 6

 

            Lloyd Shapley and Martin Shubik (1972), “The Assignment Game I: The Core,” International Journal of Game Theory 1

 

            Alexander Kelso and Vincent Crawford (1982), “Job Matching, Coalition Formation, and Gross Substitutes,” Econometrica 50

 

            John Hatfield and Paul Milgrom (2005), “Matching with Contracts,” American Economic Review 95



And then on to extensions and applications…

 

Coles, Peter, and Muriel Niederle (2007), “Signaling in Matching Markets,” working paper

 

Frechette, Guillaume, Alvin Roth, and Utku Unver (2007), “Unraveling Yields Inefficient Matchings: Evidence from Post-Season College Football Bowls,” RAND Journal of Economics 38.4

 

Roth, Alvin, Tayfun Somnez, and Utku Unver (2005), Pairwise Kidney Exchange,” Journal of Economic Theory 125.2

 

Abdulkadiroglu, Atila, and Tayfun Somnez (2003), “School Choice: A Mechanism Design Approach,” American Economic Review 93.3

 

Ostrovsky, Michael (2008), “Stability in Supply Chain Networks,” American Economic Review 98.3